SFC Licences of TRINIDAD Jose Edser Diaz
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 30 August 2007 | 10 December 2008 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 May 2007 | 30 June 2007 |