SFC Licences of WONG Pui Pui 王蓓蓓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 15 March 2021 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 April 2010 | 15 March 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 April 2010 | 02 October 2017 |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 02 March 2010 | 08 April 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 02 March 2010 | 08 April 2010 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 2 | 10 June 2008 | 25 February 2010 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RE | 1 | 10 June 2008 | 25 February 2010 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 11 December 2007 | 31 May 2008 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 23 August 2007 | 31 May 2008 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 17 May 2007 | 31 May 2008 |