SFC Licences of SHOEN Esben Leonard Berg
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 December 2021 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 26 October 2018 | 22 July 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 26 October 2018 | 22 July 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 June 2017 | 17 August 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 June 2017 | 17 August 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 01 March 2011 | 01 August 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 March 2011 | 01 August 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 01 March 2011 | 01 August 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 March 2011 | 01 August 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 May 2007 | 20 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 May 2007 | 20 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 May 2007 | 20 April 2010 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 May 2007 | 20 April 2010 |