SFC Licences of SHOEN Esben Leonard Berg

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 December 2021
J.P. Morgan Broking (Hong Kong) Limited RE 4 26 October 2018 22 July 2021
J.P. Morgan Broking (Hong Kong) Limited RE 1 26 October 2018 22 July 2021
J.P. Morgan Broking (Hong Kong) Limited RE 5 21 June 2017 17 August 2021
J.P. Morgan Broking (Hong Kong) Limited RE 2 21 June 2017 17 August 2021
J.P. Morgan Broking (Hong Kong) Limited RE 5 01 March 2011 01 August 2012
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 March 2011 01 August 2012
J.P. Morgan Broking (Hong Kong) Limited RE 2 01 March 2011 01 August 2012
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 March 2011 01 August 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 15 May 2007 20 April 2010
J.P. Morgan Broking (Hong Kong) Limited RE 4 15 May 2007 20 April 2010
J.P. Morgan Broking (Hong Kong) Limited RE 2 15 May 2007 20 April 2010
J.P. Morgan Broking (Hong Kong) Limited RE 1 15 May 2007 20 April 2010