SFC Licences of LING Kevin Kai Yuen 林啟源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 09 October 2008 28 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 October 2008 28 October 2022
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 25 September 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 25 September 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 22 May 2007 06 June 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 22 May 2007 06 June 2007