SFC Licences of WONG Lai Loi, Connie 王禮萊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 18 May 2015 | 06 January 2017 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 May 2015 | 06 January 2017 |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 26 August 2011 | 30 April 2015 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 26 August 2011 | 30 April 2015 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 23 July 2010 | 20 May 2011 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 23 July 2010 | 20 May 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 25 May 2007 | 08 November 2008 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 25 May 2007 | 08 November 2008 |