SFC Licences of WONG Lai Loi, Connie 王禮萊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司
RE 2 18 May 2015 06 January 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司
RE 1 18 May 2015 06 January 2017
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司
RE 2 26 August 2011 30 April 2015
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司
RE 1 26 August 2011 30 April 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 23 July 2010 20 May 2011
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 23 July 2010 20 May 2011
Celestial Securities Limited 時富證券有限公司
RE 1 25 May 2007 08 November 2008
Celestial Commodities Limited 時富商品有限公司
RE 2 25 May 2007 08 November 2008