SFC Licences of LEE Yen Ching, Karen 李燕菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 29 January 2013 | 04 January 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 21 June 2010 | 25 April 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 21 June 2010 | 25 April 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 June 2010 | 25 April 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 June 2010 | 25 April 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 May 2007 | 27 March 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 May 2007 | 27 March 2009 |