SFC Licences of CHIU Chun Yin 趙鎮賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 03 August 2017 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 03 August 2017 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 20 November 2014 | 25 December 2014 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 20 November 2014 | 25 December 2014 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 24 January 2014 | 25 December 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 11 July 2008 | 10 January 2014 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 January 2008 | 10 January 2014 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 25 May 2007 | 10 January 2008 |