Current licenceholders of BAU373 China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIU Youyu 刘有余 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 July 2020
HAO Zhennan 郝振楠 RE [4] (Advising on Securities) 02 July 2020
ZHU JING 竺劲 RE [4] (Advising on Securities) 26 June 2020
HAO Zhennan 郝振楠 RE [1] (Dealing in Securities) 08 June 2020
SHI Liu 石榴 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 February 2020
WU Jing 吳晶 RE [1] (Dealing in Securities) 23 January 2020
SHI Kun 史琨 RE [4] (Advising on Securities) 13 January 2020
SHI Zerui 石泽蕤 RE [4] (Advising on Securities) 09 January 2020
WU Jing 吳晶 RE [4] (Advising on Securities) 08 January 2020
CHAN Sin Hang 陳倩姮 RO [4] (Advising on Securities), [5] (Advising on Futures Contracts) 09 December 2019
PENG Wende 彭文德 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 05 December 2019
JIN Ge 金戈 RE [4] (Advising on Securities) 21 November 2019
WANG Tianle 王天乐 RE [4] (Advising on Securities) 14 November 2019
LAW Wai Yin 羅慧妍 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 October 2019
DONG Minzhuo 董敏卓 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 October 2019
YE Le 叶乐 RE [4] (Advising on Securities) 30 September 2019
LYU Juan 呂娟 RE [4] (Advising on Securities) 23 September 2019
SUN Xiaolei 孙晓磊 RE [4] (Advising on Securities) 17 September 2019
ZHU Liwen 朱立文 RE [4] (Advising on Securities) 13 September 2019
SHEN Ran 沈然 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 September 2019
DENG Yukun 鄧雨昆 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 September 2019
LI Siqi 李思琦 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 September 2019
AN Yaze 安雅泽 RE [4] (Advising on Securities) 02 September 2019
JIANG Wenjia 姜文佳 RE [1] (Dealing in Securities) 20 August 2019
ZENG Shimin 曾詩敏 RE [4] (Advising on Securities) 16 July 2019
LAU Francis David Zesheng 劉澤生 RE [1] (Dealing in Securities) 12 July 2019
LIU Mengzhe 劉夢哲 RE [4] (Advising on Securities) 03 July 2019
HUANG Chao 黃超 RE [1] (Dealing in Securities) 31 May 2019
CHAN Sin Hang 陳倩姮 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 May 2019
XU Xu 徐煦 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 May 2019
XI Qi 奚奇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 May 2019
WANG Guanwen 王冠文 RE [1] (Dealing in Securities) 17 April 2019
MO Man Yi 巫敏怡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 March 2019
TIAN Yang 田陽 RO [4] (Advising on Securities) 18 March 2019
XUE Lan 薛蘭 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 04 March 2019
LI Fangyong 李方勇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 22 February 2019
WU Ching Hon 胡正翰 RE [5] (Advising on Futures Contracts) 19 February 2019
WEN Ya 文雅 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 29 January 2019
XIE Boji 謝帛芰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 January 2019
HOU Min 侯敏 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 02 January 2019
LIU Yu 劉煜 RO [1] (Dealing in Securities), [4] (Advising on Securities) 11 December 2018
LIU Shuangfeng 劉双锋 RE [4] (Advising on Securities) 13 November 2018
YAN Guicheng 阎贵成 RE [4] (Advising on Securities) 24 October 2018
WAN Wei 萬煒 RE [4] (Advising on Securities) 24 September 2018
JING Jing 景京 RO [1] (Dealing in Securities) 20 September 2018
HE Yanqing 贺燕青 RE [4] (Advising on Securities) 28 August 2018
ZHANG QI 章奇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 August 2018
TU Ying 涂穎 RE [4] (Advising on Securities) 06 August 2018
CAO YING 曹颖 RE [1] (Dealing in Securities), [4] (Advising on Securities) 06 August 2018
TU Ying 涂穎 RE [1] (Dealing in Securities) 17 July 2018
LEUNG Wu Yan 梁護欣 RE [4] (Advising on Securities) 31 May 2018
LUO Yi 羅軼 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 May 2018
SHAO Shanshan 邵姗姗 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 May 2018
LIU Honglin 劉泓麟 RE [4] (Advising on Securities) 16 May 2018
WEN Ya 文雅 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 May 2018
LIU Honglin 劉泓麟 RE [1] (Dealing in Securities) 09 May 2018
LAN Tianyu 藍天宇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 08 May 2018
CHEN Meng 陳萌 RE [4] (Advising on Securities) 30 April 2018
WU Ching Hon 胡正翰 RE [4] (Advising on Securities) 03 April 2018
HE Juying 贺菊颖 RE [4] (Advising on Securities) 27 February 2018
CHEN Xinran 陈欣然 RE [1] (Dealing in Securities) 22 February 2018
CHOI Ming Ha 蔡明霞 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 November 2017
HOU Min 侯敏 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 October 2017
AU Kai Yuen 區啟源 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 26 September 2017
ZHU Wei 朱威 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 September 2017
YIN Ruihan 尹蕤菡 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 June 2017
HUA Xiaowei 花小偉 RE [4] (Advising on Securities) 22 June 2017
ZHANG Xiaoge 張曉歌 RE [1] (Dealing in Securities) 19 December 2016
TIAN Yang 田陽 RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 November 2016
WANG Zhuo 王琢 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 September 2016
LI Yun 李韵 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 August 2016
CHAN Hiu Fung, Margaret 陳曉楓 RE [2] (Dealing in Futures Contracts) 09 March 2016
CHAN Hiu Fung, Margaret 陳曉楓 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 February 2016
XU Xiaowei 徐晓巍 RE [1] (Dealing in Securities), [4] (Advising on Securities) 07 December 2015
CHENG Qian 程倩 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 October 2015
LIU Yun 劉韻 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 September 2015
WU Ching Hon 胡正翰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 September 2015
HUI Chun Kit 許俊傑 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2015
LU Yifu 盧一夫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 May 2015
HUANG Wentao 黃文濤 RE [4] (Advising on Securities) 28 November 2014
ZHANG Kun 張坤 RE [1] (Dealing in Securities) 28 November 2014
WANG Manli 王曼麗 RE [1] (Dealing in Securities) 24 November 2014
LIN Xiaotian 林曉鈿 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 20 November 2014
LIU Hanqing 劉漢卿 RE [1] (Dealing in Securities) 18 November 2014
YANG Rong 楊榮 RE [4] (Advising on Securities) 14 November 2014
WU Chaoze 武超則 RE [4] (Advising on Securities) 14 November 2014
HO Wen-Hao 何文豪 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 October 2014
LIN Xiaotian 林曉鈿 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 May 2014
YANG Xi 楊曦 RE [1] (Dealing in Securities) 27 December 2013
HE Xin 何新 RE [1] (Dealing in Securities) 27 August 2013