SFC Licences of SUN Na 孫娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RO 1, 4 21 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 4 14 May 2021 21 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RE 1 20 September 2019 21 April 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RO 4, 9 10 November 2017 27 January 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RE 4, 9 05 June 2017 10 November 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 9 03 January 2017 18 April 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4 01 February 2012 18 April 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 9 14 June 2011 13 October 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 20 December 2010 03 January 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 09 August 2007 01 February 2012