SFC Licences of SUN Na 孫娜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	4	21 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	21 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	4	14 May 2021	21 April 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	20 September 2019	21 April 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	9	10 November 2017	27 January 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	4	10 November 2017	27 January 2022
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	9	05 June 2017	10 November 2017
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	4	05 June 2017	10 November 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RO	9	03 January 2017	18 April 2017
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RO	4	01 February 2012	18 April 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	14 June 2011	13 October 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	20 December 2010	03 January 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	09 August 2007	01 February 2012