SFC Licences of SUN Na 孫娜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | 1, 4 | 21 April 2022 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 4 | 14 May 2021 | 21 April 2022 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RE | 1 | 20 September 2019 | 21 April 2022 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | 4, 9 | 10 November 2017 | 27 January 2022 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RE | 4, 9 | 05 June 2017 | 10 November 2017 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 9 | 03 January 2017 | 18 April 2017 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 4 | 01 February 2012 | 18 April 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 9 | 14 June 2011 | 13 October 2015 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 9 | 20 December 2010 | 03 January 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 4 | 09 August 2007 | 01 February 2012 |