SFC Licenceholders of CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司

Addresses
17th Floor Tower B Manulife Financial Centre, Nos.223-231 Wai Yip Street, Kwun Tong Kowloon, Hong Kong
香港九龍觀塘偉業街223-231號宏利金融中心B座17樓
Email
[email protected]
Website
www.cmschina.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHANG Hui 常輝
RE 4 14 January 2013 11 December 2015
LU Gonglu 鲁公路
RO 4, 9 23 June 2022
MA Jingjing 馬晶晶
RE 4, 9 04 March 2022 05 May 2022
LI Shaoqing 李少卿
RE 4, 9 24 February 2022
ZHOU Geng 周耿
RO 4, 9 27 January 2022
CHEN Yu 陳昱
RE 4, 9 07 January 2022
WU Rundong 鄔潤東
RE 4, 9 29 November 2021 14 April 2022
LI Zihao 李子豪
RE 4, 9 15 November 2021
ZHOU Geng 周耿
RE 4, 9 25 October 2021 27 January 2022
CHAU Wing Hung 周永雄
RE 9 25 August 2021
GAO Xiaoqi 高晓琪
RE 4, 9 03 August 2021 13 August 2021
LAM King Yin 林京賢
RE 4, 9 09 June 2021
CHAU Wing Hung 周永雄
RE 4 08 June 2021
ZHANG Lixin 張立新
RO 4, 9 27 May 2021
LAW I Lung 羅錡龍
RE 4, 9 21 May 2021 31 May 2021
KUNG Wai Ting 龔偉廷
RO 4, 9 30 April 2021
KUNG Wai Ting 龔偉廷
RE 4, 9 09 February 2021 30 April 2021
ZHAO Zefen 趙則芬
RE 9 15 January 2021 02 June 2022
ZHANG Rui 張芮
RO 4, 9 04 January 2021 26 November 2021
ZHAO Zefen 趙則芬
RE 4 31 December 2020 02 June 2022
ZHANG Rui 張芮
RE 4, 9 09 September 2020 04 January 2021
GUO Kaize 郭楷澤
RE 4, 9 01 September 2020
WONG Vivien 黃詠欣
RO 4, 9 28 August 2020 14 February 2022
WONG Wing Yin, Fiona 黃穎研
RO 4, 9 24 July 2020 30 August 2020
WONG Vivien 黃詠欣
RE 4, 9 21 July 2020 28 August 2020
WONG Wing Yin, Fiona 黃穎研
RE 4, 9 18 May 2020 24 July 2020
YUAN Zhenting 袁禎廷
RE 4, 9 28 February 2020 30 June 2021
CUI Xueying 崔雪鶯
RO 4, 9 04 November 2019 10 July 2020
CHEN Tzu Yuan 陳資元
RE 4, 9 08 April 2019 06 June 2019
MA Xiaowei 馬笑偉
RE 4, 9 11 March 2019 01 April 2021
FENG Zhangpeng 馮張鵬
RE 4, 9 11 March 2019 09 August 2019
MING Liang 明亮
RO 4, 9 08 March 2019 21 October 2019
WANG Long 王龍
RE 4, 9 28 February 2019 12 July 2019
ZHANG Shuqi 章書琦
RE 4, 9 13 February 2019 28 June 2019
CHEN Xi 陳曦
RE 4, 9 15 November 2018 26 July 2019
MING Liang 明亮
RE 4, 9 14 November 2018 08 March 2019
DING Michael B 丁宝奇
RO 4, 9 26 September 2018 10 February 2021
ZHENG Jiachuang 鄭嘉創
RE 4, 9 24 September 2018 10 January 2020
WANG Yu 王玉
RE 4, 9 18 September 2018 12 August 2019
TANG Yinan 唐軼南
RO 4, 9 27 July 2018 23 March 2020
GUO Lin 郭璘
RE 4, 9 14 June 2018 28 February 2019
YAN Kai Chi, Danny 甄啟智
RE 4, 9 14 June 2018 07 September 2018
YANG Fan 楊帆
RO 4, 9 10 May 2018 17 April 2020
WONG Hoi Ka 黃凱嘉
RE 4, 9 03 May 2018 16 October 2018
CHUNG Tat Yin 鍾達賢
RO 4, 9 20 April 2018 31 August 2018
TANG Yinan 唐軼南
RE 4, 9 04 April 2018 27 July 2018
CHUNG Tat Yin 鍾達賢
RE 4, 9 02 February 2018 20 April 2018
CUI Xueying 崔雪鶯
RE 4, 9 23 October 2017 04 November 2019
MAN Sing Wa 文星華
RE 4 30 August 2017 25 June 2021
PAN Hao 潘昊
RE 4 30 August 2017 05 April 2018
LIU Dongbo 劉東勃
RO 9 04 August 2017 30 August 2017
WANG Peng 王鵬
RO 4, 9 03 August 2017 01 June 2018
LI Qing 李青
RO 4, 9 10 July 2017 25 April 2018
ZHAN Wenwen 詹文雯
RO 4, 9 23 June 2017 08 January 2018
YU Dalin 于大林
RO 9 02 May 2017 01 December 2017
SUN Na 孫娜
RO 9 03 January 2017 18 April 2017
MAN Sing Wa 文星華
RE 9 19 December 2016 25 June 2021
PAN Hao 潘昊
RE 9 28 June 2016 05 April 2018
LIN Jianyong 林劍勇
RE 9 26 February 2016 08 April 2016
TSANG Kwok Yuk 曾國鈺
RE 4, 9 15 February 2016 07 July 2017
TANG Jingjing 唐晶晶
RE 4, 9 02 February 2016 15 December 2017
HAN Biao 韓彪
RE 4, 9 16 October 2015 06 November 2019
BAI Yu 白玉
RE 4, 9 15 September 2015 20 March 2016
ZHU Jin 朱瑾
RE 4, 9 04 May 2015 02 November 2017
ZENG Fang 曾方
RE 4, 9 16 March 2015 01 November 2017
YU Dalin 于大林
RO 4 04 December 2014 01 December 2017
NG Chi Ying, Jenny 吳致瑩
RE 4, 9 23 September 2014 13 July 2018
CHANG Hui 常輝
RO 9 20 August 2014 11 December 2015
LI Qing 李青
RE 4, 9 20 June 2014 10 July 2017
CHAN Yim Yim 陳艷艷
RO 9 29 May 2014 17 March 2017
HUANG Danqing 黃丹青
RE 4, 9 03 March 2014 13 March 2015
NG Ean Kiam 黃延謙
RO 4 10 February 2014 10 May 2014
CHAN Yim Yim 陳艷艷
RE 4 04 December 2013 03 August 2015
WONG Ching Yi 王靜儀
RE 4 02 December 2013 22 February 2014
LAM Wan 林耘
RE 4, 9 28 November 2013 19 December 2014
YANG Fan 楊帆
RE 4, 9 27 November 2013 10 May 2018
WANG Yuxuan 王宇軒
RE 9 22 November 2013 14 December 2016
LEUNG Jensen Wang Chun 梁宏俊
RE 9 07 October 2013 18 December 2015
LIU Dongbo 劉東勃
RE 9 28 March 2013 04 August 2017
ZHAN Wenwen 詹文雯
RE 4, 9 14 January 2013 23 June 2017
YU Dalin 于大林
RE 9 15 October 2012 02 May 2017
YU Dalin 于大林
RE 4 15 October 2012 04 December 2014
WANG Peng 王鵬
RE 4 20 February 2012 03 August 2017
HE Zhong 何鐘
RO 4 01 February 2012 29 September 2017
SUN Na 孫娜
RO 4 01 February 2012 18 April 2017
WONG Lo Suen 黃璐旋
RO 4 01 February 2012 01 November 2013
CHAN Hung Ping 陳鴻平
RE 9 28 December 2011 20 June 2013
WANG Peng 王鵬
RE 9 21 December 2011 03 August 2017
HE Zhong 何鐘
RO 9 11 August 2011 29 September 2017
NGAI Ching 倪晶
RE 9 08 August 2011 28 April 2013
HAN Yiqiu 韓逸秋
RO 9 08 August 2011 20 February 2012
YUNG Kim Keung 戎劍強
RE 9 19 July 2011 01 December 2011
CHANG Hui 常輝
RE 9 13 June 2011 20 August 2014
WONG Ching Yi 王靜儀
RE 9 17 March 2011 22 February 2014
CHEN Wenzhi 陳文質
RE 9 21 February 2011 09 December 2015
LEUNG Ping Tak, Peter 梁秉德
RE 9 09 February 2011 04 October 2013
LUO Jinming 羅錦明
RE 9 20 December 2010 30 June 2017
SUN Na 孫娜
RE 9 20 December 2010 03 January 2017
LIANG Ying 梁盈
RE 9 20 December 2010 17 April 2013
XU Zhenzhong 徐震中
RE 9 13 December 2010 08 October 2013
WONG Lo Suen 黃璐旋
RO 9 09 December 2010 01 November 2013
NG Ean Kiam 黃延謙
RO 9 27 September 2010 10 May 2014
YEN Jong Ling 嚴中伶
RO 9 27 September 2010 03 January 2012
WONG Lo Suen 黃璐旋
RE 9 25 August 2010 09 December 2010
YAU Chun Keung 邱鎮強
RE 9 04 June 2010 11 April 2011
LAU Kwan Ho 劉君豪
RE 9 25 May 2010 29 September 2014
HAN Yiqiu 韓逸秋
RE 9 02 February 2010 08 August 2011
LEUNG Ping Tak, Peter 梁秉德
RE 9 02 February 2010 25 October 2010
WONG Chin Pang 黃展鵬
RO 9 12 January 2010 14 September 2010
DONG Zimeng 董子蒙
RE 9 10 December 2009 31 August 2011
SHUM Wai Bill, Patrick 岑維標
RO 9 30 November 2009 30 September 2010
SHUM Wai Bill, Patrick 岑維標
RE 9 18 September 2009 30 November 2009
LUK Wai Kit 陸偉傑
RE 9 19 June 2009 03 August 2009
WU Xiao 吳筱
RE 9 08 June 2009 01 November 2010
CHAN Yim Yim 陳艷艷
RE 9 12 May 2009 29 May 2014
CAI Wenyuan 蔡文媛
RE 9 12 May 2009 03 July 2012
CHEN Guqiao 陳谷喬
RE 9 12 May 2009 21 March 2010
WONG Chin Pang 黃展鵬
RE 9 12 May 2009 12 January 2010
MA Tian Bei 馬天蓓
RE 9 12 May 2009 03 August 2009
FENG Yu 豐羽
RO 9 31 March 2009 15 August 2011
TSUI Fung, Jack 徐鋒
RO 9 31 March 2009 08 January 2010