SFC Licences of YU Cheng-yung 游正雍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 08 June 2012 | 02 July 2015 |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 06 July 2010 | 31 December 2014 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 06 July 2010 | 31 December 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 23 May 2007 | 26 May 2010 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 23 May 2007 | 26 May 2010 |