SFC Licences of LAU Hoi Lam 劉凱琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 26 October 2011 | 10 February 2014 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 17 June 2011 | 10 February 2014 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 31 May 2010 | 13 July 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 31 May 2010 | 13 July 2010 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 04 September 2007 | 22 February 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 30 May 2007 | 08 August 2007 |