SFC Licences of CHAN Tien-Yu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 23 October 2008 | 17 June 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 25 June 2007 | 30 August 2008 |