SFC Licences of YU Lam 余琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 28 May 2018 | 09 June 2022 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 14 May 2018 | 12 September 2019 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 December 2017 | 13 April 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 December 2017 | 13 April 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 21 September 2017 | 13 April 2018 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 28 September 2009 | 21 September 2017 |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 29 July 2009 | 21 September 2017 |
| China Xin Yongan Futures Company Limited 中國新永安期貨有限公司 | RE | 2 | 28 August 2008 | 30 June 2009 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 09 July 2007 | 25 April 2008 |