SFC Licences of CHOW Yu Ting, Beverly 周汝婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 05 October 2022 08 April 2023
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 05 October 2022 08 April 2023
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 4 21 January 2019 14 December 2021
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 RE 1 27 December 2018 14 December 2021
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 11 July 2017 28 November 2018
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 04 March 2016 21 April 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 04 March 2016 21 April 2017
SoFi Securities (Hong Kong) Limited RE 1 17 February 2012 07 July 2015
Funderstone Securities Limited RE 1 20 February 2009 31 January 2012
Funderstone Futures Limited RE 2 20 February 2009 31 January 2012
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 1 13 June 2007 09 October 2007
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 RE 7 13 June 2007 09 October 2007
Win Securities Limited 贏證券有限公司 RE 1 13 June 2007 09 October 2007
Win Securities Limited 贏證券有限公司 RE 7 13 June 2007 09 October 2007