SFC Licences of HO Shing Hin, Jason 何誠軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 RO 6 17 January 2023
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 RO 4 17 January 2023
FTI Capital Advisors (Hong Kong) Limited 富事高資本有限公司 RO 1 17 January 2023
Commerzbank AG 6 25 September 2020
Commerzbank AG 4 25 September 2020
Commerzbank AG 1 25 September 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 27 July 2018 01 February 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 23 February 2018 01 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RO 1 21 December 2017 01 February 2019
CMB International Capital Limited 招銀國際融資有限公司 RO 6 21 December 2017 27 July 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 30 August 2017 21 December 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 30 August 2017 21 December 2017
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 04 June 2015 19 May 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 12 July 2011 19 May 2017
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 12 July 2011 19 May 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 16 September 2009 26 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 September 2009 26 November 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 June 2007 26 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 June 2007 26 November 2010