SFC Licences of KWAN Karen Po Chee 關寶芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 9 | 01 August 2022 | |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 01 August 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 01 August 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 01 August 2022 | |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 01 August 2022 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 17 October 2012 | 29 May 2015 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 21 October 2009 | 06 September 2012 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 20 July 2009 | 06 September 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 14 June 2007 | 13 February 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 June 2007 | 13 February 2009 |