SFC Licences of KWOK Yan Ming 郭恩明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oshidori Corporate Finance Limited 威華達融資有限公司 | RO | 6 | 25 August 2016 | 27 August 2023 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 | RE | 6 | 29 June 2016 | 25 August 2016 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 | RO | 6 | 23 April 2015 | 31 May 2016 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 | RE | 6 | 01 April 2015 | 23 April 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 18 April 2013 | 24 October 2014 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 03 August 2010 | 24 October 2014 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 27 September 2007 | 25 July 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 18 June 2007 | 25 July 2010 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 18 June 2007 | 25 July 2010 |