SFC Licences of KWOK Yan Ming 郭恩明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Oshidori Corporate Finance Limited 威華達融資有限公司 RO 6 25 August 2016
Oshidori Corporate Finance Limited 威華達融資有限公司 RE 6 29 June 2016 25 August 2016
Akron Corporate Finance Limited 亞貝隆資本有限公司 RO 6 23 April 2015 31 May 2016
Akron Corporate Finance Limited 亞貝隆資本有限公司 RE 6 01 April 2015 23 April 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 18 April 2013 24 October 2014
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 03 August 2010 24 October 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 27 September 2007 25 July 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 18 June 2007 25 July 2010
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 18 June 2007 25 July 2010