SFC Licences of MOK Ho Tung, Clayton 莫可東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited RE 2 20 November 2019 20 June 2021
Nerico Brothers Limited RE 1 20 November 2019 20 June 2021
Nerico Brothers Limited RE 9 31 October 2019 20 June 2021
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 RE 9 08 November 2018 30 August 2019
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 RE 4 08 November 2018 30 August 2019
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 03 October 2014 01 December 2014
Nerico Brothers Limited RE 3 08 November 2011 27 September 2014
Nerico Brothers Limited RE 2 08 November 2011 27 September 2014
Nerico Brothers Limited RE 1 08 November 2011 27 September 2014
East Asia Futures Limited 東亞期貨有限公司 RE 2 05 September 2011 16 September 2011
East Asia Securities Company Limited 東亞證券有限公司 RE 1 05 September 2011 16 September 2011
Nerico Brothers Limited RE 3 09 August 2007 02 September 2011
Nerico Brothers Limited RE 2 20 June 2007 02 September 2011
Nerico Brothers Limited RE 1 20 June 2007 02 September 2011