SFC Licences of MOK Ho Tung, Clayton 莫可東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nerico Brothers Limited | RE | 2 | 20 November 2019 | 20 June 2021 |
Nerico Brothers Limited | RE | 1 | 20 November 2019 | 20 June 2021 |
Nerico Brothers Limited | RE | 9 | 31 October 2019 | 20 June 2021 |
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 9 | 08 November 2018 | 30 August 2019 |
Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 | RE | 4 | 08 November 2018 | 30 August 2019 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 03 October 2014 | 01 December 2014 |
Nerico Brothers Limited | RE | 3 | 08 November 2011 | 27 September 2014 |
Nerico Brothers Limited | RE | 2 | 08 November 2011 | 27 September 2014 |
Nerico Brothers Limited | RE | 1 | 08 November 2011 | 27 September 2014 |
East Asia Futures Limited 東亞期貨有限公司 | RE | 2 | 05 September 2011 | 16 September 2011 |
East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 05 September 2011 | 16 September 2011 |
Nerico Brothers Limited | RE | 3 | 09 August 2007 | 02 September 2011 |
Nerico Brothers Limited | RE | 2 | 20 June 2007 | 02 September 2011 |
Nerico Brothers Limited | RE | 1 | 20 June 2007 | 02 September 2011 |