SFC Licences of GUNNS Christopher Michael Adrian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 12 March 2014 | 22 November 2015 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 12 March 2014 | 22 November 2015 |
| Neuberger Berman Asia Limited | RE | 9 | 17 February 2010 | 24 June 2011 |
| Neuberger Berman Asia Limited | RE | 4 | 17 February 2010 | 24 June 2011 |
| Neuberger Berman Asia Limited | RE | 1 | 17 February 2010 | 24 June 2011 |
| NNIP Hong Kong Limited | RE | 1 | 21 June 2007 | 14 November 2008 |
| NNIP Hong Kong Limited | RE | 4 | 21 June 2007 | 14 November 2008 |