SFC Licences of LEE Kermit Tao-Hung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Integrity Capital Management (HK) Limited | RO | 9 | 04 December 2015 | 31 August 2022 |
| Integrity Capital Management (HK) Limited | RE | 9 | 30 July 2015 | 04 December 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 07 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 07 November 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 27 June 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 27 June 2007 | 29 September 2008 |