SFC Licences of OZORIO Gertrude Marion 柯家如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 28 August 2014 | 15 January 2016 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 28 August 2014 | 15 January 2016 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 6 | 29 August 2011 | 19 October 2012 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 4 | 29 August 2011 | 19 October 2012 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 | RE | 1 | 29 August 2011 | 19 October 2012 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 21 June 2007 | 13 November 2008 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 21 June 2007 | 13 November 2008 |