SFC Licences of PANG Lok 彭樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 16 April 2009 | 30 April 2018 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 16 April 2009 | 30 April 2010 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 18 December 2007 | 25 July 2008 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 28 June 2007 | 25 July 2008 |