SFC Licences of SANDS Brendan Thomas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RO | 1 | 25 June 2010 | 20 August 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 20 April 2010 | 20 August 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 September 2009 | 20 April 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 04 March 2009 | 18 September 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 July 2007 | 04 March 2009 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 28 June 2007 | 24 April 2009 |