SFC Licences of RACCAH Saul George
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tor Investment Management (Hong Kong) Limited | RE | 9 | 04 July 2019 | 09 February 2022 |
| Green Capital Limited 綠色資本有限公司 | RE | 6 | 14 February 2017 | 30 September 2017 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 4 | 21 November 2013 | 10 February 2014 |
| Canaccord Genuity (Hong Kong) Limited 加通(香港)有限公司 | RE | 1 | 21 November 2013 | 10 February 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 17 September 2007 | 14 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 September 2007 | 14 January 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 July 2007 | 23 August 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 04 July 2007 | 23 August 2007 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 04 July 2007 | 23 August 2007 |