SFC Licences of LAU Ka Yee 劉嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 9 | 22 November 2011 | |
| RAYS Capital Partners Limited 睿思資本有限公司 | RE | 4 | 22 November 2011 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 16 June 2008 | 30 September 2011 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 03 July 2007 | 30 September 2011 |