SFC Licences of WINDHAM Tracy Ann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 7 | 16 August 2007 | 31 August 2014 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 | RE | 1 | 16 August 2007 | 31 August 2014 |