SFC Licenceholders of Liquidnet Asia Limited 利貫交易網亞洲有限公司
- control@liquidnet.com
- Website
- www.liquidnet.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIRD William Rowley | RE | 7 | 16 August 2007 | 08 March 2011 |
| AIRD William Rowley | RE | 1 | 16 August 2007 | 08 March 2011 |
| BALDWIN Tristan James | RO | 7 | 17 August 2017 | |
| BALDWIN Tristan James | RO | 1 | 17 August 2017 | |
| BALDWIN Tristan James | RE | 7 | 29 June 2017 | 17 August 2017 |
| BALDWIN Tristan James | RE | 1 | 29 June 2017 | 17 August 2017 |
| BAROT Jade Adelie | RE | 7 | 12 July 2024 | |
| BAROT Jade Adelie | RE | 1 | 12 July 2024 | |
| BONNEVILLE DE MARSANGY Roland Philippe Marie Guillaume | RO | 7 | 15 October 2020 | |
| BONNEVILLE DE MARSANGY Roland Philippe Marie Guillaume | RO | 1 | 15 October 2020 | |
| BONNEVILLE DE MARSANGY Roland Philippe Marie Guillaume | RE | 7 | 22 September 2016 | 15 October 2020 |
| BONNEVILLE DE MARSANGY Roland Philippe Marie Guillaume | RE | 1 | 22 September 2016 | 15 October 2020 |
| BRERETON William Carter | RE | 7 | 09 July 2014 | 05 September 2014 |
| BRERETON William Carter | RE | 1 | 09 July 2014 | 05 September 2014 |
| CHEN Juanzi 陳隽子 | RE | 1 | 09 May 2023 | |
| CHEN Juanzi 陳隽子 | RE | 7 | 09 May 2023 | |
| CHEUNG Chi Wai 張志偉 | RE | 7 | 14 September 2015 | 03 August 2022 |
| CHEUNG Chi Wai 張志偉 | RE | 1 | 14 September 2015 | 03 August 2022 |
| CHEUNG Ka Him Jason 張嘉謙 | RE | 1 | 06 December 2021 | 31 October 2023 |
| CHEUNG Ka Him Jason 張嘉謙 | RE | 7 | 06 December 2021 | 31 October 2023 |
| CHOY Phoebe Sin Ting 蔡蒨婷 | RE | 7 | 22 May 2019 | 27 June 2023 |
| CHOY Phoebe Sin Ting 蔡蒨婷 | RE | 1 | 22 May 2019 | 27 June 2023 |
| COHEN-RUHLE Liam Kabu | RE | 7 | 20 November 2023 | |
| COHEN-RUHLE Liam Kabu | RE | 1 | 20 November 2023 | |
| COHEN-RUHLE Liam Kabu | RE | 7 | 24 April 2015 | 13 June 2022 |
| COHEN-RUHLE Liam Kabu | RE | 1 | 24 April 2015 | 13 June 2022 |
| DIXIT Vaibhav | RE | 7 | 29 November 2022 | |
| DIXIT Vaibhav | RE | 1 | 29 November 2022 | |
| FORDE Amy Monique | RE | 1 | 11 June 2012 | 11 January 2017 |
| FORDE Amy Monique | RE | 7 | 11 June 2012 | 11 January 2017 |
| FU Wing Yan, Rebecca 傅穎欣 | RE | 7 | 03 May 2016 | 25 October 2016 |
| FU Wing Yan, Rebecca 傅穎欣 | RE | 1 | 03 May 2016 | 25 October 2016 |
| HO Hoi Lam, Anita 何海琳 | RE | 7 | 19 September 2022 | |
| HO Hoi Lam, Anita 何海琳 | RE | 1 | 29 August 2022 | |
| HON Wai Lin, William 韓偉濂 | RE | 7 | 14 March 2017 | 18 May 2022 |
| HON Wai Lin, William 韓偉濂 | RE | 1 | 14 March 2017 | 18 May 2022 |
| KLINGER David Anthony | RO | 7 | 15 August 2007 | 05 June 2009 |
| KLINGER David Anthony | RO | 1 | 15 August 2007 | 05 June 2009 |
| KWOK Hoi Ming 郭凱明 | RE | 7 | 07 May 2020 | 13 October 2020 |
| KWOK Hoi Ming 郭凱明 | RE | 1 | 07 May 2020 | 13 October 2020 |
| LAIBLE Robert Karl | RO | 7 | 12 May 2015 | 03 October 2017 |
| LAIBLE Robert Karl | RO | 1 | 12 May 2015 | 03 October 2017 |
| LAU Joanne Yan-wah 劉恩華 | RE | 7 | 15 December 2021 | 01 February 2022 |
| LAU Joanne Yan-wah 劉恩華 | RE | 1 | 25 November 2021 | 01 February 2022 |
| LEE Chung Wing Alfred 李頌榮 | RE | 7 | 28 October 2009 | 24 March 2016 |
| LEE Chung Wing Alfred 李頌榮 | RE | 1 | 28 October 2009 | 24 March 2016 |
| LEUNG Enrica Mankay 梁敏琦 | RE | 7 | 08 January 2018 | 03 August 2022 |
| LEUNG Enrica Mankay 梁敏琦 | RE | 1 | 08 January 2018 | 03 August 2022 |
| LEUNG Kin Ling, Karen 梁健鈴 | RE | 7 | 07 July 2014 | |
| LEUNG Kin Ling, Karen 梁健鈴 | RE | 1 | 07 July 2014 | |
| MANN Chi Tat 文志達 | RE | 7 | 06 December 2022 | |
| MANN Chi Tat 文志達 | RE | 1 | 06 December 2022 | |
| NGUYEN Nguyen Thanh | RE | 7 | 23 March 2021 | |
| NGUYEN Nguyen Thanh | RE | 1 | 23 March 2021 | |
| PINNA-GRIFFITH Rhys Alejandro | RE | 1 | 10 May 2018 | 13 October 2020 |
| PINNA-GRIFFITH Rhys Alejandro | RE | 7 | 10 May 2018 | 13 October 2020 |
| PORTER Lee | RO | 1 | 01 June 2009 | 19 June 2020 |
| PORTER Lee | RO | 7 | 01 June 2009 | 19 June 2020 |
| PORTER Lee | RE | 7 | 27 October 2008 | 01 June 2009 |
| PORTER Lee | RE | 1 | 27 October 2008 | 01 June 2009 |
| SEOW Derek Yong Way 蕭勇為 | RE | 1 | 31 March 2017 | 02 July 2023 |
| SEOW Derek Yong Way 蕭勇為 | RE | 7 | 31 March 2017 | 02 July 2023 |
| SHERIDAN Richard Leo | RO | 7 | 05 May 2014 | 06 August 2014 |
| SHERIDAN Richard Leo | RO | 1 | 05 May 2014 | 06 August 2014 |
| SHERIDAN Richard Leo | RE | 1 | 14 March 2012 | 05 May 2014 |
| SHERIDAN Richard Leo | RE | 7 | 14 March 2012 | 05 May 2014 |
| SIMPSON Patrick Dennis | RE | 1 | 26 September 2019 | |
| SIMPSON Patrick Dennis | RE | 7 | 26 September 2019 | |
| SVOBODA Vivienne 歐陽穎雯 | RE | 7 | 23 March 2017 | 09 April 2020 |
| SVOBODA Vivienne 歐陽穎雯 | RE | 1 | 23 March 2017 | 09 April 2020 |
| TAN Min Chern Elin 陳民真 | RE | 7 | 09 May 2019 | |
| TAN Min Chern Elin 陳民真 | RE | 1 | 09 May 2019 | |
| THOMPSON Stuart Michael | RO | 7 | 19 March 2015 | |
| THOMPSON Stuart Michael | RO | 1 | 19 March 2015 | |
| THOMPSON Stuart Michael | RE | 1 | 16 October 2013 | 19 March 2015 |
| UNG Kar Wing, Kelvin 吳家榮 | RO | 1 | 02 December 2011 | 13 November 2013 |
| UNG Kar Wing, Kelvin 吳家榮 | RO | 7 | 02 December 2011 | 13 November 2013 |
| WEIDENHOFER Kate Elizabeth | RE | 1 | 08 March 2011 | 08 June 2011 |
| WENHAM James Alexander Scott | RE | 7 | 14 September 2020 | |
| WENHAM James Alexander Scott | RE | 1 | 14 September 2020 | |
| WIEMER Charles Daniel | RE | 7 | 08 November 2022 | 28 February 2023 |
| WIEMER Charles Daniel | RE | 1 | 08 November 2022 | 28 February 2023 |
| WINDHAM Tracy Ann | RE | 7 | 16 August 2007 | 31 August 2014 |
| WINDHAM Tracy Ann | RE | 1 | 16 August 2007 | 31 August 2014 |
| WONG Arthur Chi To 黃志滔 | RE | 7 | 03 April 2019 | |
| WONG Arthur Chi To 黃志滔 | RE | 1 | 21 March 2019 | |
| WONG Kenneth Sze-ho 王詩顥 | RO | 7 | 10 August 2020 | 14 December 2022 |
| WONG Kenneth Sze-ho 王詩顥 | RO | 1 | 10 August 2020 | 14 December 2022 |
| WONG Kenneth Sze-ho 王詩顥 | RE | 7 | 24 April 2017 | 10 August 2020 |
| WONG Kenneth Sze-ho 王詩顥 | RE | 1 | 24 April 2017 | 10 August 2020 |
| YE WenLiang 葉文亮 | RE | 1 | 31 July 2020 | 24 July 2021 |
| YE WenLiang 葉文亮 | RE | 7 | 31 July 2020 | 24 July 2021 |
| YEUNG Ying Ying 楊瑩瑩 | RE | 7 | 25 September 2023 | |
| YEUNG Ying Ying 楊瑩瑩 | RE | 1 | 25 September 2023 | |
| YOUNG Robert Earl | RO | 7 | 15 August 2007 | 31 December 2015 |
| YOUNG Robert Earl | RO | 1 | 15 August 2007 | 31 December 2015 |
| ZHANG Ying 張莹 | RE | 7 | 17 August 2023 | |
| ZHANG Ying 張莹 | RE | 1 | 17 August 2023 |