SFC Licences of LAM Kwok Ho 林國浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino Capital Securities Limited 國順證券有限公司 | RE | 1 | 22 February 2011 | 17 August 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 30 January 2009 | 02 February 2011 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 07 November 2008 | 02 February 2011 |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 21 November 2007 | 30 April 2009 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 03 July 2007 | 29 October 2007 |