SFC Licences of YUNG Lap Kay 容立基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 16 January 2015 | 10 March 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 11 September 2012 | 10 March 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 16 August 2012 | 10 March 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 16 August 2012 | 11 September 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 14 November 2008 | 23 June 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 03 July 2007 | 23 June 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 03 July 2007 | 14 November 2008 |