SFC Licences of CALDER Kieran John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 18 January 2011 | 31 January 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 10 July 2007 | 29 September 2007 |