SFC Licences of KIM Sung Soo 金成洙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RO | 6 | 26 May 2015 | 30 June 2018 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RO | 4 | 26 May 2015 | 30 June 2018 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 | RO | 1 | 26 May 2015 | 30 June 2018 |
| Shinhan Securities Asia Limited | RO | 4 | 15 October 2007 | 18 February 2011 |
| Shinhan Securities Asia Limited | RO | 1 | 15 October 2007 | 18 February 2011 |