SFC Licences of CHAN Sei Wing, Catherine 陳思穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited | RE | 9 | 21 July 2016 | |
| Allianz Global Investors Asia Pacific Limited | RE | 4 | 21 July 2016 | |
| Mackenzie Investments Asia Limited | RE | 9 | 25 September 2015 | 24 June 2016 |
| Mackenzie Investments Asia Limited | RE | 4 | 25 September 2015 | 24 June 2016 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 23 April 2010 | 16 September 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 04 July 2007 | 22 March 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 04 July 2007 | 22 March 2010 |