SFC Licences of KWOK King Chuen 郭景泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| U&I Asset Management Limited 匯智合創資產管理有限公司 | RO | 9 | 26 July 2022 | |
| U&I Asset Management Limited 匯智合創資產管理有限公司 | RO | 4 | 26 July 2022 | |
| Tamar Alliance Capital Limited 添盟資本有限公司 | RO | 9 | 21 November 2018 | 29 December 2021 |
| Tamar Alliance Capital Limited 添盟資本有限公司 | RO | 4 | 21 November 2018 | 29 December 2021 |
| W2 Asset Management (HK) Limited 智方資產管理有限公司 | RO | 9 | 04 June 2009 | 15 September 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 July 2007 | 22 October 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 11 July 2007 | 22 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2007 | 22 October 2008 |