SFC Licences of LAU Wai Tat, Victor 劉偉達
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 4 | 28 July 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RO | 1 | 28 July 2023 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 30 September 2016 | 28 July 2023 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 30 September 2016 | 28 July 2023 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 4 | 18 May 2015 | 24 September 2016 |
| Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 | RE | 1 | 02 March 2011 | 24 September 2016 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 22 September 2008 | 15 January 2011 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 11 July 2007 | 29 July 2008 |