SFC Licences of BALANCO Laurence
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 February 2009 | |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 19 June 2008 | 17 December 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 18 July 2007 | 20 May 2008 |