SFC Licences of TSUI Ching Wan 徐青雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Infinity Asset Management Limited 天恒資產管理有限公司 RE 9 11 March 2021
Infinity Asset Management Limited 天恒資產管理有限公司 RE 4 11 March 2021
Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 RO 9 08 November 2017 29 March 2018
Grand Cartel Securities Company Limited 宏大證券有限公司 RO 1 08 November 2017 29 March 2018
Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 RE 9 03 November 2017 08 November 2017
Grand Cartel Securities Company Limited 宏大證券有限公司 RE 1 03 November 2017 08 November 2017
JK Capital Management Limited RO 1 01 December 2015 27 February 2017
JK Capital Management Limited RO 9 21 May 2014 27 February 2017
JK Capital Management Limited RO 4 21 May 2014 27 February 2017
JK Capital Management Limited RE 9 31 January 2011 21 May 2014
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 12 July 2007 02 February 2008