SFC Licences of TSUI Ching Wan 徐青雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 9 | 11 March 2021 | |
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 4 | 11 March 2021 | |
Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 | RO | 9 | 08 November 2017 | 29 March 2018 |
Grand Cartel Securities Company Limited 宏大證券有限公司 | RO | 1 | 08 November 2017 | 29 March 2018 |
Grand Cartel Hong Kong Asset Management Limited 宏大香港資產管理有限公司 | RE | 9 | 03 November 2017 | 08 November 2017 |
Grand Cartel Securities Company Limited 宏大證券有限公司 | RE | 1 | 03 November 2017 | 08 November 2017 |
JK Capital Management Limited | RO | 1 | 01 December 2015 | 27 February 2017 |
JK Capital Management Limited | RO | 9 | 21 May 2014 | 27 February 2017 |
JK Capital Management Limited | RO | 4 | 21 May 2014 | 27 February 2017 |
JK Capital Management Limited | RE | 9 | 31 January 2011 | 21 May 2014 |
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 12 July 2007 | 02 February 2008 |