SFC Licences of YANG Che Wen 楊喆文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 4 | 01 December 2014 | 05 February 2016 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 | RE | 1 | 01 December 2014 | 05 February 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 14 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 July 2007 | 14 April 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 19 July 2007 | 08 September 2010 |