SFC Licences of YAN Chung Hau, Tommy 甄仲厚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 28 April 2008 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 17 April 2008 | 02 October 2017 |
| Rosa Securities Limited 羅沙證券有限公司 | RE | 1 | 01 August 2007 | 28 March 2008 |