SFC Licences of LAU Chi Leung 劉志良
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 07 September 2016 | 26 April 2023 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 06 July 2016 | |
| AP Asset Management (HK) Limited | RE | 9 | 20 July 2012 | 29 October 2014 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 9 | 05 August 2010 | 10 July 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 September 2007 | 31 January 2009 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 10 September 2007 | 31 January 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 July 2007 | 31 January 2009 |