SFC Licences of SINHA Somshankar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 07 July 2017 | 29 February 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 19 September 2012 | 21 January 2016 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 24 July 2007 | 26 May 2012 |