SFC Licences of SU Tzu-Fan 蘇芷凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 18 May 2009 | 21 January 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 July 2007 | 28 October 2008 |