SFC Licences of SU Tzu-Fan 蘇芷凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 18 May 2009 21 January 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 23 July 2007 28 October 2008