SFC Licences of WANG Yi 汪翊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
NEXTCORE ASSET MANAGEMENT LIMITED 豐晟資產管理有限公司 RO 9 21 May 2019
NEXTCORE ASSET MANAGEMENT LIMITED 豐晟資產管理有限公司 RO 4 21 May 2019
Mega Success Investment Management Limited 東方融暢資產管理有限公司 RO 9 28 December 2017 04 October 2018
Mega Success Investment Management Limited 東方融暢資產管理有限公司 RO 4 28 December 2017 04 October 2018
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RO 9 20 June 2014 30 October 2017
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RO 4 20 June 2014 30 October 2017
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RE 9 10 June 2014 20 June 2014
CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 RE 4 10 June 2014 20 June 2014
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RO 9 26 July 2012 31 May 2014
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RO 4 26 July 2012 31 May 2014
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 9 19 October 2009 26 July 2012
Fuh Hwa SITE Asset Management (Hong Kong) Limited 復華投信資產管理(香港)有限公司 RE 4 24 September 2009 26 July 2012
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 4 10 August 2009 31 August 2009
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 01 June 2009 31 August 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 4 22 May 2008 23 May 2009
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 RE 1 23 April 2008 23 May 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 27 July 2007 20 March 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 27 July 2007 20 March 2008