SFC Licences of WONG Chun Yu, Roger 黃振宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fubon Bank (Hong Kong) Limited 富邦銀行(香港)有限公司 | 4 | 09 October 2019 | ||
Fubon Bank (Hong Kong) Limited 富邦銀行(香港)有限公司 | 1 | 09 October 2019 | ||
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RO | 4 | 21 May 2019 | |
FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 | RO | 1 | 21 May 2019 | |
Shacom Securities Limited 上銀證券有限公司 | RO | 4 | 28 November 2017 | 14 August 2018 |
Shacom Securities Limited 上銀證券有限公司 | RO | 1 | 28 November 2017 | 14 August 2018 |
Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 21 September 2017 | 14 August 2018 |
Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 21 September 2017 | 14 August 2018 |
Zurich Advisory (HK) Limited 蘇黎世金融服務顧問有限公司 | RE | 4 | 30 August 2007 | 15 January 2008 |