SFC Licences of LAU Siu Fai 劉兆輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 January 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 08 June 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 29 August 2007 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 August 2007 |