SFC Licences of HUI Lung Kei 許龍基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 30 September 2013 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 August 2013 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 20 August 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 12 September 2011 14 August 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 12 September 2011 14 August 2013
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 12 September 2011 14 August 2013
Arta Asset Management Limited 裕承資產管理有限公司 RE 9 08 September 2008 08 September 2011
Arta Asset Management Limited 裕承資產管理有限公司 RE 1 08 September 2008 08 September 2011
Enlighten Futures Limited 名匯期貨有限公司 RE 2 03 October 2007 08 September 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 06 August 2007 08 September 2011