SFC Licences of HUI Lung Kei 許龍基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 30 September 2013 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 20 August 2013 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 20 August 2013 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 12 September 2011 | 14 August 2013 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 12 September 2011 | 14 August 2013 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 12 September 2011 | 14 August 2013 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 9 | 08 September 2008 | 08 September 2011 |
Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 08 September 2008 | 08 September 2011 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 03 October 2007 | 08 September 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 06 August 2007 | 08 September 2011 |