SFC Licences of FRANKS Timothy Ralph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 13 September 2010 | 30 June 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 23 June 2010 | 13 September 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 August 2007 | 03 May 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 August 2007 | 03 May 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 August 2007 | 03 May 2010 |