SFC Licences of TSO Chi Lik 左自力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hongkong Gaotejia Investment Management Co., Limited 香港高特佳投資管理有限公司 | RO | 9 | 18 November 2020 | 18 June 2021 |
Hongkong Gaotejia Investment Management Co., Limited 香港高特佳投資管理有限公司 | RE | 9 | 07 October 2020 | 18 November 2020 |
The Core Securities Company Limited 核聚證券有限公司 | RO | 9 | 24 July 2020 | 27 August 2020 |
The Core Securities Company Limited 核聚證券有限公司 | RO | 4 | 24 July 2020 | 27 August 2020 |
The Core Securities Company Limited 核聚證券有限公司 | RO | 1 | 24 July 2020 | 27 August 2020 |
The Core Securities Company Limited 核聚證券有限公司 | RE | 9 | 03 June 2020 | 24 July 2020 |
The Core Securities Company Limited 核聚證券有限公司 | RE | 4 | 03 June 2020 | 24 July 2020 |
State Fortune Capital Management Limited 中國國銀資本管理有限公司 | RO | 9 | 10 December 2019 | 15 May 2020 |
State Fortune Capital Management Limited 中國國銀資本管理有限公司 | RO | 4 | 10 December 2019 | 15 May 2020 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RE | 1 | 13 August 2007 | 18 May 2012 |
Standard Advisory Asia Limited 標銀亞洲有限公司 | RE | 4 | 13 August 2007 | 18 May 2012 |