SFC Licences of BRIDGEFORD Shannon Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunrise Brokers (Hong Kong) Limited | RO | 2 | 01 August 2018 | |
Sunrise Brokers (Hong Kong) Limited | RO | 1 | 01 August 2018 | |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 12 January 2010 | 01 August 2018 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 12 January 2010 | 01 August 2018 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 08 August 2007 | 05 January 2010 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 08 August 2007 | 05 January 2010 |