SFC Licences of BRIDGEFORD Shannon Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sunrise Brokers (Hong Kong) Limited RO 2 01 August 2018
Sunrise Brokers (Hong Kong) Limited RO 1 01 August 2018
Sunrise Brokers (Hong Kong) Limited RE 2 12 January 2010 01 August 2018
Sunrise Brokers (Hong Kong) Limited RE 1 12 January 2010 01 August 2018
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 08 August 2007 05 January 2010
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 08 August 2007 05 January 2010