SFC Licences of CHAN Pui Tin 陳佩鈿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 4 15 June 2011 03 February 2012
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 22 June 2009 11 May 2011
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 15 August 2007 06 August 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 15 August 2007 06 August 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 15 August 2007 06 August 2008